Compliance and AML
The Anti-Money Laundering and Compliance courses are designed to equip employees within the financial services sector with a high level of awareness and practical understanding of the vulnerabilities of different industry sectors to the threat of money laundering and terrorist financing. The programs examine the vulnerabilities of particular financial services and products thus enabling employees to play a more effective role in recognizing and mitigating their employer’s exposure to these risks.
COMPLIANCE - looks at the regulatory environment, the role of regulators and the increasing importance of good corporate governance and corporate ethics guidelines. It examines famous cases of insider trading and market manipulation along with reporting systems and analysis tools.
AML - This course for bankers, trust officers, compliance officers and advisors covers Global AML and provides an in-depth comparative study of U.S. and foreign national legal responses and international responses to the problems of money laundering, economic crime, cyber-sabotage and terrorism.