Certified Compliance Specialist
This course will give you the benefit of following the latest trends and developments from the regulatory perspective.
Self study and virtual classes
Approx. 60 hours to complete
Introduction to the class
In the era of rapid market change, banks and other financial institutions are not judged only by their quantitative metrics (performance indicators, returns, risk measures, etc). Nowadays, the importance of the qualitative elements in a modern banking operation is perhaps of an equal or of a higher weight. The readiness and adaptability status for the growing regulatory guidelines and directives, on both local and international levels, are elements that build or destroy the fame and reputation of an institution. These elements guarantee the protection of the bank and its stakeholders from money laundering, fraud, corruption, and other shady practices, cultivating a spirit of efficiency and responsibility for the design and selection of processes and resources. These are the drivers for a successful and reputable operation. This course will give you the benefit of following the latest trends and developments from the regulatory perspective, equip you with best practices knowledge from the international arena, and assist you in developing the skills to understand and mainly to implement a proper compliance plan for your organization.
This course includes:
10 hour of virtual meetings with the instructor
50 hours of self study including articles and video presentations
Full lifetime access to learning material
Certificate of achievement
How it works?
Virtual classes take place on Hapeiron, an Interfima e-learning platform.
Enroll to the class from this page
After enrollment you'll receive a registration link to access the platform
Complete all live classes and learning material
Take the examination online
Pass the exam and get your certification
Do you want this class in-house?
We can deliver this class in-house for your organization's employees.
About this Professional Certificate
Pass the exam at the end of the course and earn a market focused certification. The designation is featured on FINRA's website. Interfima is a MENJE accredited vocational organization in Luxembourg.
Skill you will gain
Three years experience in the financial services industry either/or an undergraduate or graduate degree in Finance, Economics, Business or Law from an accredited university, college or school
Continuous Education: 3 hours of related financial training every year
Passing Grade 70%
Multiple choice questions and / or essay type questions
One (1) hour duration
What you will learn
What is compliance and how we utilize it within financial organizations. Some words on the background and the historical evolution of compliance initiatives.
Why do we Need Compliance?
Corporate Governance Perspectives and the Regulatory Framework
Effects of forced applications from official regulatory guidelines and obligations. How corporations and financial institutions adapt towards those.
Myths and Misconceptions
Corporate Governance Perspectives
Regulatory Framework for Corporate Governance
Developing a Corporate Compliance Program
Steps and actions for the creation of an efficient, yet flexible compliance program. What to focus on, and what to avoid.
The Four pillars
International Regulatory Drivers and Controls
Explore international stakeholders of the compliance arena, and how their initiatives affect global best practices
EU Regulation and Practice
USA Regulation and Practice
Ethics, Compliance and Governance Perspectives
Internal compliance compass is as important as supervising authorities’ demands. How can you develop such an organization wide roadmap?
Codes and Corporate Compliance Systems
Regional and International applications around successful compliance systems. Benefits organizations enjoy both monetary and non monetary values.
Money Laundering Insights; global trends and facts about growing Money Laundering cases around the globe.